Digital transformation

Compliance and Regulation

Compliance and Regulation Advisory Services are professional consulting services that assist organizations in understanding and adhering to various legal, regulatory, and industry standards in the technology landscape. These services are essential for businesses that need to navigate a complex regulatory environment, minimize risks, and ensure that their operations are in line with all relevant laws and regulations.


  • Compliance: This refers to the act of conforming to established guidelines, specifications, or legislation that govern how an organization must conduct itself in different areas such as finance, healthcare, data protection, etc.
  • Regulation: Regulation involves rules set by governments or regulatory bodies that dictate how businesses must operate within certain sectors or jurisdictions.
  • Advisory Services: These services offer specialized expertise and guidance to help organizations navigate the intricate web of compliance and regulation, ensuring that they operate within the legal boundaries and meet industry standards.


The main objectives of Compliance and Regulation Advisory Services include:

  • Ensuring Legal Compliance: Helping organizations adhere to all relevant laws and regulations that apply to their industry or jurisdiction.
  • Mitigating Risk: Identifying and addressing potential compliance risks to avoid fines, penalties, reputational damage, or legal actions.
  • Facilitating Ethical Conduct: Promoting a culture of integrity and ethical behaviour within the organization.
  • Supporting Business Strategy: Aligning compliance efforts with the overall business strategy to ensure sustainable growth.
  • Staying Up-to-Date: Keeping abreast of changing regulations and assisting organizations in adapting to new legal requirements.


The tasks involved in Compliance and Regulation Advisory Services may include:

  • Assessment of Compliance Needs: Understanding the organization’s operations, industry, and jurisdictions to identify applicable regulations and compliance requirements.
  • Gap Analysis: Identifying areas where the organization may be out of compliance and providing recommendations for remediation.
  • Policy Development and Documentation: Assisting in the creation or revision of internal policies and procedures to align with legal requirements.
  • Training and Education: Educating staff about compliance responsibilities, regulatory changes, and ethical conduct.
  • Monitoring and Auditing: Conducting regular assessments to ensure ongoing compliance and addressing any deviations promptly.
  • Regulatory Liaison: Facilitating interactions with regulatory authorities, including reporting and responding to inquiries or inspections.
  • Business Continuity and Crisis Management: Providing guidance during legal or regulatory actions or crises.

Customer Benefits

Organizations that utilize Compliance and Regulation Advisory Services can reap several benefits:

  • Reduced Legal Risks: Minimizing the risk of legal actions, fines, or penalties by ensuring adherence to relevant laws and regulations.
  • Enhanced Reputation: Building trust among stakeholders, clients, and regulators by demonstrating a commitment to ethical conduct and legal compliance.
  • Strategic Alignment: Integrating compliance efforts with business strategies for a more cohesive and effective operation.
  • Cost Savings: Avoiding unnecessary fines and legal expenses by proactively managing compliance.
  • Increased Efficiency: Streamlining compliance processes and providing clarity, which can lead to more efficient operations.
  • Access to Expertise: Leveraging the knowledge and experience of compliance experts who understand the unique regulatory landscape.


Compliance and Regulation Advisory Services play a critical role in today’s complex and constantly changing regulatory environment. They provide the expertise, tools, and support necessary for organizations to understand and meet their legal obligations. By doing so, these services enable organizations to operate ethically, minimize risks, and align their compliance efforts with their overall business goals. Whether navigating a specific regulatory challenge or building a comprehensive compliance program, these services offer invaluable support and guidance.

Outsourcing solutions for an airline company

As a new airline our Client was looking for an outsourcing partner to support them right from the beginning with all accounting matters a new company with complex operations can expect. PS was engaged not just to design, set-up but also to assist in operating and continuously improving...

SSC support for a mobile communication company

As various functions from lots of countries were in the process of migrating into the SSC our Client was looking for ongoing support of additional resources from PS. We had to provide qualified and trained temporary replacement who after a minimal transition period was able to take over the necessary tasks and ensure...

Accounting and reporting process improvement

Despite using tailor made solutions, Client was struggling with his accounting and reporting systems which were working unreliably and were unable to satisfy complex management information needs.

Accounting for leasing companies

For leasing companies of a financial institutions we had to take over the comprehensive accounting and taxation services of the property sub-group (52 entities). Client expectations were to meet tight deadlines and complex reporting requirements based on bookkeeping to be continued in their special accounting system.

Due diligence support for a media company

PS was assigned to carry out a due diligence before an acquisition deal among two significant players within the industry. Our Client was expecting a report on compliance with accounting and tax regulations as well as support in analysis future cash flow projections to validate income and expenditure assumptions...

Fast clean-up for a real estate company

The accounting books of the Client were in a mess, account balances were unreconciled and they were also late with tax return filings. We were asked for immediate support as they were preparing the Company for sale.

Payroll services in state and government sector

After winning the contract, PS had the opportunity to provide payroll and cafeteria administration services for a client in the governmental sector. The transition period was challenging, as less than 2 months were left to take the client over from the previous service provider and to set-up the new payroll system and cafeteria processes.

Process improvement at a global media company

Our Client had diverse solutions and systems for finance accounting and management reporting functions. They were looking for less manual processes, recommendations for automation opportunities and strengthened internal controls.

Consolidated financial statements

Our Client is an active investor on the real estate market. In addition to ongoing accounting services PS was assigned to provide consolidated financial statements for the Stock Exchange and assist in the statutory audit twice a year by adhering to strict internal deadlines.